Compliance in Banking


Austin, TX
360factors, Inc. helps companies improve business performance by reducing risk and ensuring compliance.

Austin, TX
Abrigo enables U.S. financial institutions to fight financial crime, grow loans and deposits, and optimize risk. Abrigo’s platform centralizes the institution’s data, creates a digital experience and streamlines compliance.

Pueblo, CO
AccuAccount Pro is the banking industry’s leading document management software. The software helps community banks manage compliance initiatives, create accountability, and control.

ADI Consulting
Fairfax, VA
ADI provides compliance expertise in four primary areas: Fair Lending; HMDA; CRA; and Bank Secrecy Act/Anti-Money Laundering/OFAC. Their services include all aspects of compliance – consulting; statistical analysis, auditing, and exam preparation.

velocity logoAlloy
New York, NY
Alloy helps innovative banks and fast-growing fintech companies meet compliance requirements and reduce fraud rates enabling them to deliver a great customer experience, launch new products more quickly, and ensure they maximize growth without adding risk.

CSMB International
Miami, FL
CSMB is focused on all aspects of regulatory compliance for the financial services sector. Typical assignments include BSA/AML/OFAC program development, independent evaluations, risk assessments, system validations, KYC/EDD, investigations and more.

Charlotte, NC
ComplianceLine provides compliance management services to banks and credit unions. Our solutions support KYC, AML, and FCPA initiatives to help mitigate risks and to protect branch activity. Bolster trust with clients and vendors with ComplianceLine.

eFraud Prevention
Southbury, CT
Established in 2004, eFraud Prevention™ is the largest and broadest provider of fraud prevention awareness. We help financial institutions streamline their fraud awareness outreach and support.

Centreville, VA
ExpressGRC is a global GRC Product company. They began operations a few years ago and have grown due to excellent understanding of the SAP Compliance needs of their clients.

Dublin, Ireland
353 1 8843255
A global provider of client onboarding, customer due diligence / know your customer (CDD / KYC) and FATCA compliance software solutions for investment, corporate and private banks.

Istanbul, Turkey
+90 212 286 9870
Fineksus is a software and professional services company which delivers Financial Messaging and Anti Money Laundering (AML) complaince solutions for Financial Institutions and Corporates across 19 countries from Hong Kong to UK.

Fintel Connect
Vancouver, BC, Canada
Fintel Connect is the leading growth marketing solution built to drive scalable, cost-effective net new customer growth for financial brands and deliver the right products to the right audiences in a compliant and cost-effective way. We power the affiliate and influencer programs of NA banks, credit unions, and fintechs of all shapes and sizes.

FS Vector
Washington, D.C.
FS Vector has unparalleled experience having helped over 300 innovative fintech companies and banks design the product structure, secure partnerships, and build operational risk and compliance programs.

Global RADAR
Miami, FL
Global RADAR is the first web-based client onboarding solution that provides a comprehensive approach to new account processing and regulatory compliance. Financial institutions today need more than a snapshot of their customer base, they must have a complete understanding of the risk level of their clients. Global RADAR provides an all-encompassing profile of the customer from account inception and continually throughout the life of the client’s relationship with your organization.

Global Relay Communications Inc.
Vancouver, B.C. Canada
Global Relay is the expert in Compliance Messaging Solutions, including Compliance Archiving, Messaging, Mobile and Collaboration, with over 17,500 customers worldwide, including small to large broker-dealers, hedge funds, investment advisors and public companies and 22 of the world’s top 25 banks and two public exchanges.

Ogden, UT
kadince is the first software of its kind, developed to help bank and credit union marketers improve and simplify the ad approval and compliance approval process. It eliminates the need for dozens of emails back and forth between approvers and eases the burden on compliance when it comes time to prepare for an audit. The tool also help speed up the approval process by helping reduce errors, tracking and documenting compliance approvals and reminding you to report and track ROI on past campaigns. kadince also help FI’s track volunteer hours and streamline and document the approval of donation requests within the bank for easy reporting.

Gilber, AZ
Kinective is the leading provider of connectivity, workflow, and analytics software for the banking sector. With the most comprehensive, open, and connected technology ecosystem in banking, Kinective helps FIs unlock new services, modernize operations, and elevates client experiences to enhance their competitive edge. Kinective serves more than 2,500 banks and credit unions, representing one out of every four U.S. financial institutions.

OnCourse Learning
Brookfield, WI
OnCourse Learning provides regulatory compliance and professional development eLearning training solutions for financial services institutions.

PageFreezer Software
Vancouver, BC
One of the leading technology providers of website and social media archiving solutions to financial services firms who need to comply with FINRA, SEC and other banking regulations. Our cloud-based software ensures that your web contents are stored safely and accurately in compliance with industry regulations. Our evidentiary quality archives also serve as protection in the event of litigation by providing irrefutable proof of what your company had on its websites, blogs and social media channels at any given time.

Morristown, NJ
PerformLine empowers leaders from financial institutions with automated solution to mitigate compliance risk across consumer touchpoints including web, calls, messages, emails, documents, and social media.

velocity logoSeeEverything
San Diego, CA
SeeEverything’s Compliance Testing solution increases compliance efficiency, delivers critical compliance insights to leaders with robust business intelligence, and transforms the way business units and compliance testing teams work together.

Sheshunoff Consulting + Solutions
Austin, TX
Compliance and risk management software for the banking industry.

Portland, OR
Smarsh has earned its reputation as the financial services industry’s chief expert on the archiving of electronic communications by helping firms of all sizes keep up with regulatory mandates.

London, England
smartKYC’s technology drives faster, better and more cost-effective KYC at every stage of the relationship – liberating human effort to focus on decision-making rather than laborious research.

Social Assurance
Lincoln, NE
Backed by a full-service digital marketing team, Social Assurance’s marketing management and community development softwares streamline compliance, social media and reputation management, archival, sales enablement, and community involvement. With a mission to Empower, Ignite and Enable financial brands to be Remarkable, Social Assurance serves over 1,500 financial brands across the country, helping them leave their mark and be the heroes of their community.

Solutions Atlantic
Boston, MA
The market leading provider of large position disclosure solutions to the global financial services industry.

Ruston, LA
BANK MONITOR is your compliance answer to every aspect of the FFIEC Social Media Guidance. Our proprietary platform is a game-changing solution meticulously crafted by a seasoned banker, exclusively for banks and credit unions. Choose Bank Monitor and embrace a future where compliance isn’t a challenge; it’s your competitive advantage.

Henderson, NV
An e-learning management solution for employees that gives credit unions centralized control over assessments and instructor-led classes.

Trust Exchange
Philadelphia, PA
Trust Exchange’s Collaborative Compliance Platform is a customizable, cloud-based service that enables the open exchange of information required between entities, supporting, in real-time, the financial institution and their vendors.

velocity logoVelocity Solutions
Fort Lauderdale, FL
Velocity Solutions is the leading provider of technology solutions that drive revenue, service and compliance for community banks and credit unions. Its Velocity Intelligent Platform® powers all of Velocity’s solutions, using machine-led intelligence that delivers powerful analytics, manages risk, and drives revenue, loans, account holder engagement and non-interest income to our client financial institutions.

Elizabethtown, KY
Venminder is a leading provider of third party risk management solutions. The dedicated third party risk software can guide a user through critical processes such as risk assessments, due diligence requirements and task management.

Gaithersburg, MD
VirgilHR offers a SaaS solution that helps HR teams stay compliant with employment and labor laws in real-time, with no research required.

Wolters Kluwer
Minneapolis, MN
Wolters Kluwer helps financial institutions efficiently manage compliance obligations tied to loan & deposit origination transactions and workflows, and gain the insights needed to focus on better serving their customers, and growing their business.


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